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The best compliance program is meaningless without proper execution. Yet, it's not always possible to have a fully staffed team or keep up with all regulation changes. We give you the people and expertise you need, when you need them, to implement your compliance program. Here is how we advalue to your business: 

 

CMS IMPLEMENTATION 

We work hand-in-hand with you to deploy compliance policies across all functions and integrate them in daily operations.

Compliance execution is simple when it makes sense for everyone in the company.   

 

TRAINING AND INTERNAL AUDIT
We provide training resources that help your compliance team and your broader organization undesrtand their compliance responsibilities and how to operationalize them. We also review how policies have been implemented to assist you in being prepared for state and federal audits, before they happen. 

BSA/AML SERVICES

We are former BSA/AML officers and Board of Directors representatives. We draft and/or review your existing BSA/AML policy, including CIP, and procedures. We offer process reviews and annual AML audits. 

LITIGATION TRIAGE AND ISSUE REMEDIATION

Life happens and so do compliance failures at good lenders. We have seasoned legal triage expertise, immediate access to the finest regulatory lawyers and hands-on expertise to coordinate legal cases. We can help you protect, manage and restore your brand reputation. 

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